Lecture - Anti-Money Laundering and Counter-Terrorism Financing

For those interested, next Monday......


-比較企業金融法制講座
主辦單位：國立台灣大學法律學院
日期：98年3月2日（一）上午10:20至12:10
地點：法研四
報告人及主題
陳怡心 香港上海匯豐銀行,法務暨法令遵循處資深副總裁
Anti-Money Laundering and Counter-Terrorism Financing at a Global Glance
對象：全體法學院師生
自由入座請準時到場

聯絡人：民商法組研究生王柄權
popular1016@gmail.com

The Executive Yuan - Central Bank of China II

Original post by www.taiwanlawresources.com

Central Bank of China Laws and Regulations

Central Bank of China Laws and Regulations (Ministry of Justice Website)

The Central Bank of China is charged with issue of currency, maintaining national monetary stability both domestically and against foreign currency, and overseeing bank operations. The Central Bank conducts its work through the Departments of Banking, Issue, Foreign Exchange, Treasury, Banking Examination, and Economic Research. The actual manufacture of currency is handled by the China Engraving and Printing Works and the Central Mint of China.

Taiwan Investment II

Original post by www.taiwanlawresource.com

Repeat from previous post

All foreign investment must get approval to invest in Taiwan. Approval is through the Investment Commission(IC), Ministry of Economic Affairs(MOEA).


The application form can be found here.
A clear illustration of the procedure can be found here.
A summary of setting up a business can be found here.

A great website on Investing in Taiwan is maintained by the Department of Investment Services(DOIS), MOEA.

Relevant Laws and Regulations:

see www.taiwanlawresources.com

The Executive Yuan - Central Bank of China

Original post by www.taiwanlawresources.com

Central Bank of China Laws and Regulations

Central Bank of China Laws and Regulations (Ministry of Justice Website)

The Central Bank of China is charged with issue of currency, maintaining national monetary stability both domestically and against foreign currency, and overseeing bank operations. The Central Bank conducts its work through the Departments of Banking, Issue, Foreign Exchange, Treasury, Banking Examination, and Economic Research. The actual manufacture of currency is handled by the China Engraving and Printing Works and the Central Mint of China.

Taiwan Investment

Original post by www.taiwanlawresource.com

Repeat from previous post

All foreign investment must get approval to invest in Taiwan.  Approval is through the Investment Commission(IC), Ministry of Economic Affairs(MOEA).


The application form can be found here.
A clear illustration of the procedure can be found here.
A summary of setting up a business can be found here.

A great website on Investing in Taiwan is maintained by the Department of Investment Services(DOIS), MOEA.

Relevant Laws and Regulations:

see www.taiwanlawresources.com

Financial Supervisory Commission

Original post by www.taiwanlawresources.com.

Financial Supervisory Commission

The main function of The Financial Supervisory Commission, Executive Yuan is to consolidate the supervision of banking, securities and insurance sectors, and to act as a single regulator for all of these industries. Thus, there are four bureaus under the Commission:

Banking Bureau
Insurance Bureau
Securities and Futures Bureau
Financial Examination Bureau

In addition, there are 4 departments
Department of Planning
Department of Internal Affairs
Department of Legal Affairs
Department of Info Management

The Legal framework of the domestic financial market comes from the following laws:
The Financial Holding Company Act
The Banking Act of the Republic of China
The Securities & Exchange Act
Insurance Law

In dealing with securites, the Securities and Futures Bureau is the main governing body.
Taiwan Stock Exchange Corporation
Gre Tai Securities Market
Taiwan Futures Exchange
Taiwan Securities Central Depository Co., Ltd
Securities & Futures Institute
Taiwan Securities Association
Securities Investment Trust & Consulting Association
Chinese National Futures Association
Securities and Futures Investors Protection Center
Accounting Research and Development Foundation
Taiwan Ratings
Securities and Futures Laws and Regulations

In dealing with banking, the Banking Bureau is the main governing body.
Central Deposit Insurance Corp. (CDIC)
Financial Information Service Co., Ltd. (FISC)
Joint Credit Information Center (JCIC)
Taiwan Depository and Clearing Corporation (TDCC)
Taiwan Academy of Banking and Finance (TABF)
The Bankers Association of the Republic of China (BAROC)
The Taipei Bills Finance Association (TBFA)
Banking Laws and Regulations


In dealing with insurance, the Insurance Bureau is the main governing body.
Peripheral Institutions:
Insurance Institute of the Republic of China
The Non-Life Insurance Association of the Republic of China
The Life Insurance Association of the Republic of China
The Non-Life Underwriters Society of the R.O.C
Risk Management Society of Taiwan, R.O.C.
The Actuarial Institute of the R.O.C.
Life Insurance Management Institute of the R.O.C.
Insurance Agents Association of the R.O.C.
Insurance Brokers Association of the R.O.C.
Surveyors Association of Taipei
Taipei Insurance Service Association
Insurance Laws and Regulations


In dealing with Financial Examination, the Financial Examination Bureau is the main governing body.
Central Bank of China
Ministry of Finance

Financial Supervisory Commission

Original post by www.taiwanlawresources.com.       

Financial Supervisory Commission

The main function of The Financial Supervisory Commission, Executive Yuan is to consolidate the supervision of banking, securities and insurance sectors, and to act as a single regulator for all of these industries.  Thus, there are four bureaus under the Commission:

Banking Bureau
Insurance Bureau
Securities and Futures Bureau
Financial Examination Bureau 

In addition, there are 4 departments
    Department of Planning
    Department of Internal Affairs
    Department of Legal Affairs
    Department of Info Management

The Legal framework of the domestic financial market comes from the following laws:    
The Financial Holding Company Act
The Banking Act of the Republic of China
The Securities & Exchange Act
Insurance Law

In dealing with securites, the Securities and Futures Bureau is the main governing body.

Taiwan Stock Exchange Corporation
Gre Tai Securities Market
Taiwan Futures Exchange
Taiwan Securities Central Depository Co., Ltd
Securities & Futures Institute
Taiwan Securities Association
Securities Investment Trust & Consulting Association
Chinese National Futures Association
Securities and Futures Investors Protection Center
Accounting Research and Development Foundation
Taiwan Ratings
Securities and Futures Laws and Regulations

In dealing with banking, the Banking Bureau is the main governing body.

Central Deposit Insurance Corp. (CDIC)

Financial Information Service Co., Ltd. (FISC)

Joint Credit Information Center (JCIC)

Taiwan Depository and Clearing Corporation (TDCC)

Taiwan Academy of Banking and Finance (TABF)

The Bankers Association of the Republic of China (BAROC)

The Taipei Bills Finance Association (TBFA)

Banking Laws and Regulations

In dealing with insurance, the Insurance Bureau is the main governing body.

Peripheral Institutions 

Insurance Institute of the Republic of China      

The Non-Life Insurance Association of the Republic of China        

The Life Insurance Association of the Republic of China      

The Non-Life Underwriters Society of the R.O.C       

Risk Management Society of Taiwan, R.O.C.       

The Actuarial Institute of the R.O.C.       

Life Insurance Management Institute of the R.O.C.       

Insurance Agents Association of the R.O.C.       

Insurance Brokers Association of the R.O.C.      

Surveyors Association of Taipei     

Taipei Insurance Service Association     

Insurance Laws and Regulations

In dealing with Financial Examination, the Financial Examination Bureau is the main governing body.

Central Bank of China

Ministry of Finance